Background 背景

The anti-money laundering and counter financing of terrorism

Legislation 立法

March 1st, 2018

The Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) (Amendment) Ordinance 2018 came into effect on 1 March 2018 to extend the statutory Customer Due Diligence (“CDD”) and record-keeping requirements to cover designated non-financial businesses and professions (“DNFBPs”) (viz. legal professionals, accounting professionals, estate agents, and trust or company service providers (“TCSPs”)). The Law Society of Hong Kong, the Hong Kong Institute of Certified Public Accountants, the Estate Agents Authority and the Companies Registry are the regulatory bodies for the respective sectors.

《2018 年打擊洗錢及恐怖分子資金籌集（金融機構）（修訂）條例》（《打擊洗錢修訂條例》）於 2018 年 3 月 1 日實施, 指定非金融企業及行業人士（“指定非金融業人士”）包括法律專業人士、會計專業人士、地產代理及信託或公司服務提供者須遵守同樣適用於金融機構的客戶盡職審查(CDD)及備存紀錄規定。香港律師會，香港會計師公會，地產代理監管局及公司註冊處是各自行業的監管機構。

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Risk Management 風險管理

March 2nd, 2018

Since then, the anti-money laundering and counter financing of terrorism (AML/CFT) requirements become to be a major concern for regulators and law enforcement bodies in Hong Kong and DNFBPs are all now exposed to the risks of being publicly reprimanded, prosecuted and fined due to deficiencies in their AML/CFT control frameworks. Increasing numbers of DNFBPs now understand that the effective money laundering/terrorist financing (ML/TF) risk management and compliance is essential for safeguarding their reputation, customer interest as well as business growth and innovation going forward.

從此，反洗錢和反恐融資的要求成為香港監管機構和執法機構的主要關注點，且指定非金融業人士現在都面臨由於其反洗錢和反恐融資控制框架的缺失而被公開譴責，起訴和罰款的可能, 產生巨大信譽和合規風險。越來越多的指定非金融業人士現在明白，有效的反洗錢/打擊恐怖主義融資（AML / CFT）風險管理和合規對於保護他們的聲譽，客戶利益以及未來的業務增長和創新是至關重要。

I.C.C.L 誠信顧問服務有限公司

Ever Since

The AML/CFT experts from Integrity Consultancy Company Limited （”Integrity”）are experienced in providing AML/CFT support to numerous financial institutions in Hong Kong. We aim to assist in meeting the regulatory requirements with you and providing advisory services for the following key control areas of AML/CFT.

We provide a wide range of AML/CFT compliance outsourcing or compliance consulting/advisory that can be taken as a bundle or individually.

誠信顧問服務有限公司（”誠信”）的合規方案專家曾在香港多間金融機構和監管機構工作並在提供AML / CFT支援方面經驗豐富。我們的目標是協助您滿足監管要求，並為AML / CFT的以下關鍵控制領域提供諮詢服務。

我們提供廣泛的AML / CFT合規外判或合規諮詢，可以彈性選擇全部或部份所提供的服務。