Compliance Advisory
合規諮詢Advisory Services
We can provide on-going regulatory and compliance advisory services on all applicable legislations/ regulations/ codes and guidelines published by the law enforcement agencies or regulatory bodies which are related to or will affect your Company’s AML/CFT operation and practices. These can include but not limited to:-
我們可以按執法機構或監管機構發布的所有適用法律/法規/準則和指南提供持續的監管和合規諮詢服務。這些包括但不限於：
Any items of services highlighted in the compliance outsourcing
合規外判中顯示的任何服務項目
Annually AML/CFT compliance self-assessment and recommendations to address the compliance gaps
定期每年為反洗錢/打擊資助恐怖主義合規自我評估和解決合規差距的建議
Advising the setup of the AML/CFT compliance system of the Company
如何建立公司的AML / CFT合規體系
Customer due diligence review and advice for compliance with relevant anti-money laundering and counter-terrorist financing requirements
制定客戶盡職調查和遵守相關反洗錢和打擊恐佈主義融資要求的建議
Handling of all correspondences and enquiries with the regulatory bodies
處理與監管機構有關反洗錢/打擊恐怖主義融資所有通信和查詢
Coordinating with your company for the regulatory bodies’ on-site inspection and to prepare responses for regulatory enquires and inspection letter
協助貴公司協調監管機構的現場檢查，並為監管查詢和檢查函準備回复
On-going review and update the Company’s Compliance Manual to ensure strict adherence to regulatory standards
持續審查並更新公司的AML/CFT合規手冊，以確保嚴格遵守監管標準
On-site meetings and tele-conference with relevant stakeholders of the Company for discussion of compliance issues and related matters
與公司相關人士或員工進行現場或電話會議，討論AML/CFT合規問題和相關事宜